The Advisor as Portfolio Manager Program is designed for financial professionals who wish to take a hands-on approach to discretionary portfolio management. As a discretionary portfolio manager, financial professionals can construct, implement, and trade customized portfolios on behalf of their clients on a discretionary basis.

This course serves as a reference to help financial professionals navigate the available resources and understand the compliance requirements associated with discretionary money management. To receive credit for course completion, participants must complete all 14 modules and achieve a minimum score of 70% on the final exam.